Financial Services Industry Collection Technology is rapidly evolving and digital adoption accelerating. Regulatory obligations are increasing in scope, rigor and complexity. Global events continue to challenge business, exacerbating existing and exposing new risks. Organizations across the financial services industry are facing demanding customer expectations to deliver seamless and uninterrupted services juxtaposed with rising cost pressures and regulatory scrutiny. We help financial institutions, mortgage servicers and lenders, and insurers to be more effective and efficient in a way that is risk-sensitive, regulatory compliant, well-controlled, and enabled by leading technologies. We have curated content to help financial services executives stay ahead of emerging challenges and create opportunities for sustained future growth. Survey April 17, 2025 Financial services risk insights Consistent with past surveys, the results of the financial services industry (FSI) reflect a higher level of concern about the risk environment than the general population of survey respondents. What is noteworthy this year is that the deviation between the risk ratings of the general population and FSI is significantly higher than in the past. Read More Featured Insights WHITEPAPER April 9, 2025 Third-Party Resilience: Increasing Transparency The threats faced by financial institutions are vast, multi-faceted and constantly evolving. The industry has responded in kind, in part by investing... WHITEPAPER March 31, 2025 The Survival Guide for Chief Compliance Officers in Uncertain Times Chief Compliance Officers (“CCOs”) are facing uncertain times due to a combination of factors that challenge the stability and predictability of their... INSIGHTS PAPER March 21, 2025 ISO 20022 Compliance Countdown The new global messaging standard ISO 20022 provides a unified language for electronic data interchange between financial institutions. It is intended... RESEARCH GUIDE November 25, 2024 FAQ Guide on the Use of AI for Financial Crime Compliance Ask financial crime professionals what the most challenging part of their job is, and most will likely say it is the timely identification of... Button Pagination Button WHITEPAPER April 9, 2025 Third-Party Resilience: Increasing Transparency The threats faced by financial institutions are vast, multi-faceted and constantly evolving. The industry has responded in kind, in part by investing... WHITEPAPER March 31, 2025 The Survival Guide for Chief Compliance Officers in Uncertain Times Chief Compliance Officers (“CCOs”) are facing uncertain times due to a combination of factors that challenge the stability and predictability of their... INSIGHTS PAPER March 21, 2025 ISO 20022 Compliance Countdown The new global messaging standard ISO 20022 provides a unified language for electronic data interchange between financial institutions. It is intended... RESEARCH GUIDE November 25, 2024 FAQ Guide on the Use of AI for Financial Crime Compliance Ask financial crime professionals what the most challenging part of their job is, and most will likely say it is the timely identification of... Risk & Compliance SURVEY March 11, 2025 Disruptors see the world differently Disruptive change is happening, and more is coming. Is your organisation ready to seize the moment? Our results, based on a global survey of more than... SURVEY February 13, 2025 2025 Report on Top Risks Read Protiviti's Top Risks Report 2025 covering executives' views on emerging risks related to AI, cyber threats, talent management, and economic... RESOURCE GUIDE February 5, 2025 A guide to the EU AI Act: Regulations, compliance and best practices As artificial intelligence (AI) continues its explosive growth within organisations around the world, with virtually every business function exploring... INSIGHTS PAPER November 8, 2024 Understanding the Impact of the EU AI Act: A Primer for Financial Institutions Navigate the EU AI Act's impact on finance with our strategic guide to compliance and ethical AI use. Button Pagination Button SURVEY March 11, 2025 Disruptors see the world differently Disruptive change is happening, and more is coming. Is your organisation ready to seize the moment? Our results, based on a global survey of more than... SURVEY February 13, 2025 2025 Report on Top Risks Read Protiviti's Top Risks Report 2025 covering executives' views on emerging risks related to AI, cyber threats, talent management, and economic... RESOURCE GUIDE February 5, 2025 A guide to the EU AI Act: Regulations, compliance and best practices As artificial intelligence (AI) continues its explosive growth within organisations around the world, with virtually every business function exploring... INSIGHTS PAPER November 8, 2024 Understanding the Impact of the EU AI Act: A Primer for Financial Institutions Navigate the EU AI Act's impact on finance with our strategic guide to compliance and ethical AI use. Sanctions WHITEPAPER January 13, 2025 Sanctions and Export Controls: The Current and Future Landscape for Global Financial Institutions For two years running, Protiviti has published a paper on the major sanction developments in the past year and our expectations for the coming year.... WHITEPAPER December 19, 2024 The Compliance Playbook: Navigating the Financial Services Industry’s Compliance Priorities in 2025 As we enter the new year, the financial services industry once again faces compliance risks that are increasingly diverse and complex. RESEARCH GUIDE November 25, 2024 FAQ Guide on the Use of AI for Financial Crime Compliance Ask financial crime professionals what the most challenging part of their job is, and most will likely say it is the timely identification of... WHITEPAPER April 24, 2024 Sanctions Risk Assessment: A Key Risk Management Tool Faced with the growing complexity of the geopolitical landscape, governments have been using financial sanctions increasingly as foreign policy tools... Button Pagination Button WHITEPAPER January 13, 2025 Sanctions and Export Controls: The Current and Future Landscape for Global Financial Institutions For two years running, Protiviti has published a paper on the major sanction developments in the past year and our expectations for the coming year.... WHITEPAPER December 19, 2024 The Compliance Playbook: Navigating the Financial Services Industry’s Compliance Priorities in 2025 As we enter the new year, the financial services industry once again faces compliance risks that are increasingly diverse and complex. RESEARCH GUIDE November 25, 2024 FAQ Guide on the Use of AI for Financial Crime Compliance Ask financial crime professionals what the most challenging part of their job is, and most will likely say it is the timely identification of... WHITEPAPER April 24, 2024 Sanctions Risk Assessment: A Key Risk Management Tool Faced with the growing complexity of the geopolitical landscape, governments have been using financial sanctions increasingly as foreign policy tools... Women in Financial Services PODCAST March 10, 2025 Risky Women Podcast | Adoption of AI to Support Second-Line Functions Explore AI in risk management on the Risky Women Podcast. Learn about AI's impact on regulatory compliance, stakeholder trust, and efficiency in risk... PODCAST February 17, 2025 Risky Women Podcast | 2025 Top Compliance Priorities Kimberley Cole hosts Risky Women Radio with guests Carol Beaumier and Bernadine Reese to discuss the top compliance issues in 2025. They reflect on... PODCAST January 16, 2025 Risky Women Podcast | Driving Tech & Innovation in Risk Management In this episode, Jo Shoppee, head of operational risk, technology, at ANZ Bank, shares her unexpected journey into risk management, from working as a... VISION December 12, 2024 Panel discussion: Protiviti hosts Forum on the Future of Money and Privacy “You really have to drive that value proposition with your boards and with your senior leadership teams to help them to understand how these strategic... Button Pagination Button PODCAST March 10, 2025 Risky Women Podcast | Adoption of AI to Support Second-Line Functions Explore AI in risk management on the Risky Women Podcast. Learn about AI's impact on regulatory compliance, stakeholder trust, and efficiency in risk... PODCAST February 17, 2025 Risky Women Podcast | 2025 Top Compliance Priorities Kimberley Cole hosts Risky Women Radio with guests Carol Beaumier and Bernadine Reese to discuss the top compliance issues in 2025. They reflect on... PODCAST January 16, 2025 Risky Women Podcast | Driving Tech & Innovation in Risk Management In this episode, Jo Shoppee, head of operational risk, technology, at ANZ Bank, shares her unexpected journey into risk management, from working as a... VISION December 12, 2024 Panel discussion: Protiviti hosts Forum on the Future of Money and Privacy “You really have to drive that value proposition with your boards and with your senior leadership teams to help them to understand how these strategic... ESG BLOG March 28, 2025 EU Omnibus: Are You On or Off? A Brief Guide for Perplexed Companies In brief: Many companies are confused following the release of the EU Omnibus proposals, asking whether to stop, start or continue their... PODCAST March 25, 2025 Podcast | Managing Climate Risk, both Acute and Chronic – with Matthew Sekol, Kimberly Roscoe and Alyse Mauro Mason Our topic in the latest episode of Board Perspectives is managing climate risk, featuring a discussion with Matthew Sekol, Kimberly Roscoe and Alyse... FLASH REPORT February 28, 2025 EU Omnibus Proposals May Substantially Scale Down CSRD Reporting Obligations On 26 February, 2025 the European Commission released a package of proposals (“omnibus package”) aimed at significantly scaling down several... PODCAST January 9, 2025 Podcast | ESG Mindset – A Conversation with Matthew Sekol In this episode of Board Perspectives, Protiviti Associate Director Alyse Mauro Mason talks to Matthew about the ESG mindset, technology and where we... Button Pagination Button BLOG March 28, 2025 EU Omnibus: Are You On or Off? A Brief Guide for Perplexed Companies In brief: Many companies are confused following the release of the EU Omnibus proposals, asking whether to stop, start or continue their... PODCAST March 25, 2025 Podcast | Managing Climate Risk, both Acute and Chronic – with Matthew Sekol, Kimberly Roscoe and Alyse Mauro Mason Our topic in the latest episode of Board Perspectives is managing climate risk, featuring a discussion with Matthew Sekol, Kimberly Roscoe and Alyse... FLASH REPORT February 28, 2025 EU Omnibus Proposals May Substantially Scale Down CSRD Reporting Obligations On 26 February, 2025 the European Commission released a package of proposals (“omnibus package”) aimed at significantly scaling down several... PODCAST January 9, 2025 Podcast | ESG Mindset – A Conversation with Matthew Sekol In this episode of Board Perspectives, Protiviti Associate Director Alyse Mauro Mason talks to Matthew about the ESG mindset, technology and where we... Content Collections Board and C-Suite Leadership Collection Sharing the latest trends, risks, and challenges for board directors and CEOs around the globe. This collection of thought leadership provides practical insights and guidance for new and experienced board members alike on such topics as data/artificial intelligence, technology modernisation, succession planning, disruptive… Learn More Sustainability Collection Sustainability continues to evolve as companies recognise supporting environmental, social and governance (ESG) issues is essential to survive in the marketplace. Our sustainability collection compiles global perspectives to help leaders manage sustainability risks effectively and maximise opportunities, while delivering… Read More Finance & Operations Collection The role of finance and operation executives is evolving to keep pace with the changing demands of customers and technology. Our finance and operations collection compiles global perspectives to help leaders become a forward-thinking, strategic partner to the business. Read More Regulation Collection The world is changing fast. Our Regulatory collection brings global perspectices from our risk and compliance experts to help you navigate risks in an agile manner, enhance your risk management and compliance capabilities and promote success and innovation in your organization. Read More
